OUR TEAM

Thomas Kerney

Chief Compliance Officer

Thomas Kerney has over 17 years of experience in the financial services industry. Before joining Authentikos, he led a turnkey asset management platform. Previously, Thomas was the President, CCO, and CFO (FINOP) of Hanover Securities, a full-service investment bank focused on capital markets for small and medium-sized businesses. In this role, he managed the broker-dealer’s regulatory relationships, supervision, due diligence, and partnerships. Thomas also launched a consulting practice that worked with asset managers on corporate strategy, mergers & acquisitions, operations, risk management, and regulatory compliance.

Thomas possesses the FINRA Series 4, 7, 24, 27, 53, 57, 65, 66, 79, 99, and SIE. He is an Enrolled Agent (EA) admitted to practice before the Internal Revenue Service and a licensed real estate managing broker. He obtained the Investment Adviser Certified Compliance Professional (IACCP®) from the Investment Adviser Association and Certified Investment Management Analyst® (CIMA®) through the Yale School of Management. Thomas earned his Master of Business Administration from The University of Chicago Booth School of Business and a Bachelor of Science in Small Business Administration from Northern Arizona University.

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